Corporate and Shareholder Information

            Number of Shareholders

            At November 19, 2018, there were 348 holders of record of our common stock. Shares of our common stock are held by a substantially greater number of beneficial owners, whose shares are held of record by banks, brokers and other financial institutions.

            Annual Report on Form 10-K; Certifications

            A copy of the Annual Report on Form 10-K, as filed with the Securities and Exchange Commission, is included in this document and is also available, without charge, at, upon request in writing to Corporate Secretary, Raymond James Financial, Inc., 880 Carillon Parkway, St. Petersburg, Florida 33716, or by emailing

            Raymond James has included, as exhibits to its 2018 Annual Report on Form 10-K, certifications of its chief executive officer and chief financial officer as to the quality of the company’s public disclosure. Raymond James’ chief executive officer has also submitted to the New York Stock Exchange a certification that he is not aware of any violations by the company of the NYSE company listing standards.

            Annual Meeting

            The annual meeting of shareholders will be conducted at Raymond James Financial’s headquarters in The Raymond James Financial Center, 880 Carillon Parkway, St. Petersburg, Florida, on February 28, 2019, at 4:30 p.m.

            The meeting will be broadcast live via streaming audio on under “Investors – Shareholders’ Meeting.”

            Notice of the annual meeting, proxy statement and proxy voting instructions accompany this report to shareholders. Quarterly reports are made available to shareholders in February, May and August.

            Electronic Delivery

            If you are interested in electronic delivery of future copies of this report, please see the proxy voting instructions.

            Transfer Agent and Registrar

            Computershare Inc.
            P.O. Box 505000
            Louisville, KY 40233-5000

            Independent Auditors

            KPMG LLP

            New York Stock Exchange Symbol


            Covering Analysts

            Alex Blostein
            Goldman Sachs & Co.

            Christian Bolu
            Sanford C. Bernstein & Co.

            Steven J. Chubak, CFA
            Wolfe Research

            Christopher Harris
            Wells Fargo Securities, LLC

            William R. Katz
            Citigroup Global Markets, Inc.

            James Mitchell
            The Buckingham Research Group

            Devin Ryan
            JMP Securities

            Craig Siegenthaler
            Credit Suisse

            Principal Subsidiaries

            Raymond James & Associates, Inc.
            Securities broker/dealer
            Member New York Stock Exchange
            Member Financial Industry Regulatory Authority

            Raymond James Financial Services, Inc.
            Securities broker/dealer Member Financial Industry Regulatory Authority

            Raymond James Financial Services Advisors, Inc.
            Registered Investment Advisor

            Raymond James Ltd.
            Canadian securities broker/dealer
            Member Toronto Stock Exchange

            Carillon Tower Advisers, Inc.
            Asset and mutual fund management

            Raymond James Bank, N.A.
            Member Federal Deposit Insurance Corporation